In addition to leading strategic investments on behalf of the firm in closely held wealth management and wealthtech businesses, Mr. Roth also advises senior management teams and boards of directors across the financial services industry, delivering high-impact strategic growth plans and execution support.
Additionally, Mr. Roth provides comprehensive mergers & acquisitions solutions, delivered in association with Berkshire Global Advisors, a leading global investment bank focused on financial services transactions.
Having previously served as CEO of both Advisor Group (now Osaic) and Cetera Financial Group – two of the largest independent wealth management firms in the country – Mr. Roth continues to serve as a Board member for multiple public and private wealth management and wealthtech companies. He has structured dozens of value-creating transactions as an investment banker, and has successfully acquired, grown and sold financial services businesses as an entrepreneur and private investor.
