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Essential Edge Compliance Outsourcing Services, LLC

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  • Why We Are Different
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Contact us to discuss
how we can help you.

Beth C. Barak
(646) 981-8034
beth@eefirms.com
Sander J. Ressler
(303) 594-8237
sander@eefirms.com
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Outsourced compliance services for broker-dealers and registered investment advisers

Branch Office Inspections
CEO Certifications
Internal Investigations
Independent AML Exams

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Highly Experienced Examiners

Former senior compliance officers deliver cost effective solutions

Better Value

A network of branch reviewers at a competitive price

Flexible Pricing

Choose what works best for you

Why We Are Different

Our cost competitive model frees you up to focus on pressing matters without the administrative burdens of using in-house staff. We provide better value by leveraging our independent professional consultants’ diverse compliance and supervisory experience on an as-needed basis.

Highly Experienced Examiners

Highly Experienced Examiners

Highly Experienced ExaminersRead More

Better Value

Better ValueRead More

Flexible Pricing

Flexible PricingRead More

How We Help

We provide exceptional customer service, while saving you money, and the trouble of potential conflicts of interest. Browse some of our practice areas to learn more about how we can help you.

Branch Office Inspections

Branch Office Inspections

Risk Testing

Risk Testing

Anti-Money Laundering

Anti-Money Laundering

Arbitration Evaluation

Arbitration Evaluation

Internal Investigations

Internal Investigations

Email and Advertising Review

Email and Advertising Review

Contact Us Today for a Consultation

We look forward to hearing how we can help you. Our consultants have the depth and breadth of experience to get you the results you need.
Contact Beth at (646) 981-8034 or beth@eefirms.com.

Management Team

Our reputable, talented team members are committed to delivering the highest quality compliance products and services. Let us put our decades of compliance experience to work for you.

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Sander J. Ressler

Co-Owner and Managing Director

Sander J. ResslerRead More

Beth C. Barak

Owner and Director

Beth C. BarakRead More

Kate Gambino-Irby

Project Manager

Kate Gambino-IrbyRead More

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Essential Edge

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Essential Edge Compliance Outsourcing Services, LLC
Santa Fe County, New Mexico
(646) 981 - 8034
(303) 594 - 8237

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