• Menu
  • Skip to right header navigation
  • Skip to main content
  • Skip to footer

Before Header

Call us to schedule a consultation today   (646) 981-8034

  • LinkedIn

Essential Edge Compliance Outsourcing Services, LLC

  • Why We Are Different
  • How We Help
  • About Us
    • Meet Our Team
    • Meet Our Consultants
    • Meet Our Advisory Board
    • Strategic Partners
  • Essential Edge in the News
  • Contact Us
  • Why We Are Different
  • How We Help
  • About Us
    • Meet Our Team
    • Meet Our Consultants
    • Meet Our Advisory Board
    • Strategic Partners
  • Essential Edge in the News
  • Contact Us

Mobile Menu

  • Why We Are Different
  • How We Help
  • About Us
    • Management Team
    • Key Consultants
    • Board of Advisors
  • Guidance
  • Essential Edge in the News
  • Contact Us

Contact us to discuss
how we can help you.

Beth C. Barak
(646) 981-8034
beth@eefirms.com
Sander J. Ressler
(303) 594-8237
sander@eefirms.com
  • LinkedIn

Strategic Partners

Footer

Essential Edge

  • Why We Are Different
  • How We Help
  • About Us
    • Management Team
    • Key Consultants
    • Board of Advisors
  • Guidance
  • Essential Edge in the News
  • Contact Us

Partners

Our Office

Essential Edge Compliance Outsourcing Services, LLC
Santa Fe County, New Mexico
(646) 981 - 8034
(303) 594 - 8237

Site Footer

AML | Branch Exams | Broker-Dealer Consulting | Data Remediation | Email and Advertising Rule | Independent Testing | FINRA Rule 3310, 3130 and 3120 | Mock Regulatory Exams | RegBI Reviews | Risk Testing | Sales Supervision | SEC Rule 206(4)-7 | SEC and FINRA Exam Support | Temp Compliance Staffing

Copyright © 2025 Essential Edge Compliance Outsourcing Services, LLC · All Rights Reserved