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Guidance
Here are some links to regulatory guidance that helps us shape our approach to serving our clients. Broker-Dealer Branch Inspections Supervision Outside Business Activities Anti-Money Laundering Ethical Conduct
Highly Experienced Examiners
Essential Edge Compliance Outsourcing Services, LLC is a national network of former senior professionals with an average of 25 years of compliance and supervisory industry experience. Our team will partner with you to deliver cost-effective branch inspections and other services so you can focus on growing your business.
Better Value
We provide better value by leveraging our independent professional consultants’ diverse compliance and supervisory experience on an as-needed basis. Our national network incurs minimal overhead, allowing us to save our clients money while delivering virtually the same services as those offered by top-tier consulting firms. Unlike low-cost firms that use young, inexperienced individuals – who …
Flexible Pricing
We offer several pricing options – including a flat rate covering all expenses – enabling firms to avoid the administrative burdens of budgeting, receipts and accounting. You will only pay for the services you need, when you need them.
