Our team will partner with you to deliver cost-effective branch inspections and other services so you can focus on growing your business.
- We are a national network of former senior professionals with an average of 20 years compliance and supervisory industry experience.
- We provide value-added by offering enhancements to our clients’ branch inspection modules based on industry best practices and standards and home office requirements.
- We are responsive to changing needs and are readily accessible to all of our clients.
- The leader in outsourced branch inspections (Essential Edge) and the leading inspection technology platform (RegEd) have partnered to offer an end-to-end solution. According to Essential Edge Managing Director, Sander Ressler:”The industry has recognized that maintaining an internal branch exam function can be expensive and inefficient for firms, especially now that FINRA has expanded the definition of what constitutes a branch office to include non-sales associated persons. By leveraging RegEd technology and outsourcing branch inspections to our highly experienced and skilled licensed individuals, broker-dealers likely save money and can reallocate their limited resources to more proactive, growth-oriented activities.”
To learn more about this partnership, click here.
