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Since launching his own consulting company, Sander has assisted financial institutions with a wide range of outsourced compliance-related services, such as updating written supervisory procedures, conducting branch office inspections, conducting AML and 3130 exams, and approving advertising, and electronic correspondence.
Sander has been sought out by numerous industry publications, including InvestmentNews and wealthmanagement.com. He is a Regulatory & Compliance Affairs Columnist with Wealth Solutions Report, a leading B2B wealth management industry media outlet.
Sander has held the Series 3, 4, 7, 8, 9, 14, 24, 53, 63 and 65 licenses.
When not working, Sander enjoys music, wordle, good food and time with his family – including his two rescue dogs.
To view Sander’s CV, click here. To view Sander’s Broker Check Report, click here.