Marco is the head of Essential Edge RIA Services.He is a deeply experienced Chief Compliance Officer, having served in that role for Next Financial, AAA, Centaurus Financial, Inc., J.W. Cole Advisors and Public.com. Under his leadership, he has successfully managed more than 20 FINRA and SEC inspections.
Throughout his career, he has crafted compliance policies, including for Public.com’s cryptocurrency offering. In addition, he has managed written supervisory procedures, and ADV 1A, 2A and 2Bs, among many responsibilities.
Marco has also assisted FINRA in developing CATS policies on fractional equity shares.
He has held the Series 4, 7, 8, 9, 10, 24, 53, 63, 65, 99, SIE and a California Life Insurance License.
He obtained a B.A. in Economics from Cornell University.
When he’s not working, Marco enjoys reading, tennis, baking, social media content creation (including videos) and rowing -sometimes in water, though most often at home. Marco published a children’s book, Matt and Sparky, in 2013.
To view Marco’s resume, click here. To view Marco’s Broker Report, click here.
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