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Essential Edge Compliance Outsourcing Services, LLC

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Beth C. Barak
(646) 981-8034
beth@eefirms.com
Sander J. Ressler
(303) 594-8237
sander@eefirms.com
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How We Help

Experienced Professionals, Exceptional Service

We provide exceptional customer service, while saving you money, and the trouble of potential conflicts of interest. Browse some of our practice areas to learn more about how we can help you.

Branch Office Inspections

Branch Office Inspections

Risk Testing

Risk Testing

Anti-Money Laundering

Anti-Money Laundering

Arbitration Evaluation

Arbitration Evaluation

Internal Investigations

Internal Investigations

Email and Advertising Review

Email and Advertising Review

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Contact us to discuss
how we can help you.

Beth C. Barak
(646) 981-8034
beth@eefirms.com
Sander J. Ressler
(303) 594-8237
sander@eefirms.com

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Essential Edge

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  • About Us
    • Management Team
    • Key Consultants
    • Board of Advisors
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  • Essential Edge in the News
  • Contact Us

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Essential Edge Compliance Outsourcing Services, LLC
Santa Fe County, New Mexico
(646) 981 - 8034
(303) 594 - 8237

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AML | Branch Exams | Broker-Dealer Consulting | Data Remediation | Email and Advertising Rule | Independent Testing | FINRA Rule 3310, 3130 and 3120 | Mock Regulatory Exams | RegBI Reviews | Risk Testing | Sales Supervision | SEC Rule 206(4)-7 | SEC and FINRA Exam Support | Temp Compliance Staffing

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