Our reputable, talented team members are committed to delivering the highest quality compliance products and services. Let us put our decades of compliance experience to work for you.

Sander J. Ressler
Co-Owner and Managing Director

Jamie Schlag
Senior Vice President and Head of Client Engagements

Kate Gambino-Irby
Chief of Staff

Beth C. Barak
Co-Owner and Director

Rick Resnik
Branch Exam Manager

Marco Fuentes
Manager of RIA Services

Mike Ament
Senior Branch Examiner

Barry Eller
Branch Examiner

Aidan McNally
Senior Compliance Associate